Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Park Hall Financial Services Limited
FRN 514480
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 21 Nov 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Nov 2023)
- [FCA CF] Significant management (9 Dec 2019 to 21 Nov 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 16 Jan 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Jan 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 16 Jan 2023)
- Responsibility for MCD Intermediation (21 Mar 2016 to 16 Jan 2023)
- Responsible for Insurance Mediation (3 Mar 2010 to 30 Sep 2018)
- CF10 Compliance Oversight (3 Mar 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Mar 2010 to 8 Dec 2019)
- CF30 Customer (3 Mar 2010 to 8 Dec 2019)
- CF1 Director (3 Mar 2010 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.