Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lighthouse Advisory Services Limited
FRN 195199
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 24 Jun 2014)
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Lighthouse Financial Advice Limited
FRN 225502
- (45)Employed By (since 24 Jun 2014)
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- CF30 Customer (28 May 2009 to 30 Jun 2014)
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- Employed By (6 Dec 2006 to 7 Nov 2007)
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- CF21 Investment Adviser (17 Aug 2004 to 10 Nov 2006)
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- (5)Employed By (17 Aug 2004 to 10 Nov 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.