Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FIL Wealth Management Limited
FRN 464968
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 11 Jul 2022)
- [FCA CF] Functions requiring qualifications (since 4 Feb 2021)
- [FCA CF] Client dealing (since 4 Feb 2021)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Aug 2020)
- CF30 Customer (17 Oct 2018 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Aug 2020)
- CF30 Customer (17 Oct 2018 to 8 Dec 2019)
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- CF30 Customer (27 Jan 2017 to 5 Sep 2018)
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- CF30 Customer (21 Apr 2016 to 16 Jan 2017)
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- CF30 Customer (26 Nov 2014 to 4 Jan 2016)
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- CF30 Customer (19 Dec 2007 to 7 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.