Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 11 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 4 Feb 2021)
    • [FCA CF] Client dealing (since 4 Feb 2021)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Aug 2020)
    • CF30 Customer (17 Oct 2018 to 8 Dec 2019)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Aug 2020)
    • CF30 Customer (17 Oct 2018 to 8 Dec 2019)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (27 Jan 2017 to 5 Sep 2018)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (21 Apr 2016 to 16 Jan 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (26 Nov 2014 to 4 Jan 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (19 Dec 2007 to 7 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.