Niamh Elizabeth Bains

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Affinity Financial Awareness Limited

    FRN 409160

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
    • [FCA CF] Functions requiring qualifications (2 Nov 2021 to 24 Jul 2023)
  • Wealth At Work Limited

    FRN 417367

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
    • [FCA CF] Functions requiring qualifications (2 Nov 2021 to 24 Jul 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Sep 2021)
    • CF30 Customer (28 Sep 2019 to 29 Sep 2021)
  • LH Financial Planning Limited (no longer approved here)

    FRN 828888

    • (2)Employed By (28 Sep 2019 to 29 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.