Nickolas Stanley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc

    FRN 106054

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 Aug 2024)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (1 Dec 2023 to 28 Jun 2024)
    • [FCA CF] Functions requiring qualifications (1 Dec 2023 to 28 Jun 2024)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (12 Sep 2022 to 16 Nov 2023)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (12 Sep 2022 to 16 Nov 2023)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (28 Sep 2021 to 28 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.