Michael Benjamin Morley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Cestrian Financial Planning Services Limited (no longer approved here)
FRN 115045
- CF30 Customer (1 Nov 2007 to 18 Mar 2014)
- CF21 Investment Adviser (10 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Feb 2006 to 10 Oct 2007)
Affinity Financial Awareness Limited (no longer approved here)
FRN 409160
- CF22 Investment Adviser (Trainee) (7 Jun 2005 to 31 Mar 2006)
NDM Independent Ltd (no longer approved here)
FRN 222326
- Employed By (25 May 2004 to 9 Jun 2005)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF21 Investment Adviser (8 Apr 2004 to 9 Jun 2005)
Yates & Co (no longer approved here)
FRN 171185
- Employed By (1 Oct 1998 to 9 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.