This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Yates & Co

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FRN: 171185
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

1a Grey Friars

Chester

Cheshire

CH1 2NW

UNITED KINGDOM

Phone

+4401244340222

Web

https://www.yatesandcoifa.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Michael Benjamin Morley
IRN MBM00006
- Employed By (1 Oct 1998 to 9 Jul 2003)
Nicholas William Ford
IRN NWF00003
- Employed By (16 Nov 1998 to 9 Jul 2003)
Philip Howard Yates
IRN PHY00001
- Employed By (15 Sep 2006 to 29 Dec 2006)
Simon Philip Yates
IRN SXY01052
- Employed By (19 Nov 2003 to 29 Dec 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.