This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

NDM Independent Ltd

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FRN: 222326
Last scraped: 1 month ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

3 Fir Tree Cottages, Huxley Lane

Tiverton

Tarporley

Cheshire

CW6 9NB

UNITED KINGDOM

Phone

+4401829733975

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Ian James Okell
IRN IJO00002
- Employed By (26 May 2004 to 31 Dec 2004)
Michael Benjamin Morley
IRN MBM00006
- Employed By (25 May 2004 to 9 Jun 2005)
Nigel David Mulliss
IRN NDM00010
- Employed By (5 Feb 2003 to 12 Oct 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.