Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PEMBROKE FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 228341

    • [FCA CF] Client dealing (1 Feb 2024 to 31 Mar 2024)
    • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 31 Mar 2024)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • CF30 Customer (1 Nov 2007 to 28 Jun 2016)
    • CF21 Investment Adviser (6 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Feb 2006 to 6 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.