Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 18 Mar 2026)
    • Responsible for Insurance Distribution (since 18 Mar 2026)
    • SMF1 Chief Executive (since 9 Jan 2026)
    • Responsible for Insurance Distribution (since 18 Mar 2026)
    • SMF3 Executive Director (since 18 Mar 2026)
    • SMF1 Chief Executive (since 9 Jan 2026)
    • Responsible for Insurance Distribution (since 18 Mar 2026)
    • SMF3 Executive Director (since 18 Mar 2026)
    • SMF1 Chief Executive (since 9 Jan 2026)
    • Responsible for Insurance Distribution (since 18 Mar 2026)
    • SMF3 Executive Director (since 18 Mar 2026)
    • SMF1 Chief Executive (since 9 Jan 2026)
    • SMF3 Executive Director (since 18 Mar 2026)
    • Responsible for Insurance Distribution (since 18 Mar 2026)
    • SMF1 Chief Executive (since 9 Jan 2026)
    • SMF3 Executive Director (since 18 Mar 2026)
    • Responsible for Insurance Distribution (since 18 Mar 2026)
    • SMF1 Chief Executive (since 9 Jan 2026)
    • Responsible for Insurance Distribution (since 17 Mar 2026)
    • SMF3 Executive Director (since 17 Mar 2026)
    • SMF1 Chief Executive (since 9 Jan 2026)
    • SMF3 Executive Director (since 18 Dec 2025)
  • Lockton Companies LLP (no longer approved here)

    FRN 523069

    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
    • SMF7 Group Entity Senior Manager (7 Aug 2020 to 30 Apr 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 7 Aug 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Apr 2024)
    • Responsible for Insurance Mediation (1 May 2016 to 30 Sep 2018)
    • CF3 Chief Executive (1 May 2016 to 8 Dec 2019)
    • CF4 Partner (19 Jan 2011 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2010 to 8 Dec 2019)
  • Lockton Re LLP (no longer approved here)

    FRN 921278

    • [FCA CF] Significant management (31 Mar 2021 to 1 May 2024)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 1 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.