Date authorised
15 February 2013
Companies House
08037122
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 7 Braxted Park
    Braxted Park Road
    Great Braxted
    Witham
    Essex
    CM8 3GA
    UNITED KINGDOM
    Phone
    +441621890285
  • Complaints Contact

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clare Louise Lebecq

    IRN CXL00278

    • SMF3 Executive Director (2 Nov 2023 to 24 Sep 2024)
  • Daniel William Harwood

    IRN DWH01121

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Feb 2025)
    • CF1 Director (15 Feb 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (15 Feb 2013 to 30 Sep 2018)
  • Jordan Crozier

    IRN JXC02572

    • SMF3 Executive Director (9 Dec 2019 to 28 Oct 2024)
    • CF1 Director (15 Feb 2013 to 8 Dec 2019)
  • Joseph James Hanly

    IRN JXH00825

    • SMF3 Executive Director (since 8 Nov 2023)
  • Lee David Anderson

    IRN LDA01006

    • SMF3 Executive Director (since 17 Oct 2023)
    • Responsible for Insurance Distribution (since 17 Oct 2023)
  • Neil Keith Nimmo

    IRN NKN00002

    • Responsible for Insurance Distribution (since 18 Mar 2026)
    • SMF3 Executive Director (since 18 Mar 2026)
    • SMF1 Chief Executive (since 9 Jan 2026)
  • Oliver Valentine Thorne

    IRN OXT00004

    • [FCA CF] Significant management (9 Nov 2023 to 17 Oct 2025)
  • Shane Hornsey-Jones

    IRN SXH03032

    • [FCA CF] CASS oversight function (since 1 Sep 2025)
  • Sophie Markham

    IRN SXM21839

    • [FCA CF] Significant management (since 22 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 22 Nov 2023)
  • Warren Downey

    IRN WXD01086

    • SMF3 Executive Director (7 Nov 2023 to 10 Mar 2026)
    • SMF1 Chief Executive (7 Nov 2023 to 29 Dec 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.