Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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James Hallam Limited
FRN 134435
- SMF1 Chief Executive (since 21 Nov 2025)
- Responsible for Insurance Distribution (since 21 Nov 2025)
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TOUCHSTONE UNDERWRITING LIMITED
FRN 474614
- Director of firm who is not a certification employee or a SMF manager (since 1 Nov 2025)
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Aua Insolvency Risk Services Limited
FRN 471561
- [FCA CF] Significant management (since 9 Nov 2023)
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- [FCA CF] Significant management (20 Dec 2023 to 2 Mar 2026)
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- [FCA CF] Significant management (15 Dec 2023 to 2 Mar 2026)
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- [FCA CF] Significant management (9 Nov 2023 to 2 Mar 2026)
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- [FCA CF] Significant management (9 Nov 2023 to 5 Feb 2024)
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- [FCA CF] Significant management (9 Nov 2023 to 2 Mar 2026)
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- [FCA CF] Significant management (9 Nov 2023 to 5 Feb 2024)
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- [FCA CF] Significant management (9 Nov 2023 to 2 Mar 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.