Aua Insolvency Risk Services Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Cumberland House35 Park RowNottinghamNG1 6EEUNITED KINGDOM- Phone
- +4402079774800
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Complaints Contact
7th FloorThe St Botolph Building138 HoundsditchLondonEC3A 7AWUNITED KINGDOM- Phone
- +4402079774800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial
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Investment Advice (no pensions)
For Commercial, Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Non-investment insurance contracts
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Insurance Admin
For Commercial, Non-investment insurance contracts
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Stockbroking
For Commercial, Non-investment insurance contracts
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Investment Setup
For Commercial, Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Adam Joseph Loveitt
IRN AJL01257
- SMF1 Chief Executive (9 Dec 2019 to 10 Jun 2024)
- SMF3 Executive Director (9 Dec 2019 to 4 Nov 2025)
- Responsible for Insurance Distribution (1 Oct 2018 to 10 Jun 2024)
- CF3 Chief Executive (27 Feb 2014 to 8 Dec 2019)
- Responsible for Insurance Mediation (27 Feb 2014 to 30 Sep 2018)
- CF1 Director (3 Mar 2010 to 8 Dec 2019)
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Andrew Philip Churchill
IRN APC01129
- CF3 Chief Executive (13 Jan 2010 to 25 May 2010)
- CF1 Director (13 Jan 2010 to 6 May 2014)
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Bernadine Ann Burnell
IRN BAB01089
- CF28 Systems and controls (13 Jun 2014 to 30 Sep 2016)
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Brian Dennis Webb
IRN BDW01029
- CF29 Significant management (8 Dec 2008 to 8 Dec 2008)
- CF1 Director (8 Dec 2008 to 8 Dec 2008)
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Christopher Allen Gagg
IRN CAG01164
- [FCA CF] CASS oversight function (19 Oct 2022 to 4 Mar 2026)
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Clare Louise Lebecq
IRN CXL00278
- SMF3 Executive Director (21 Jul 2022 to 24 Sep 2024)
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Claude Marie Joseph Elie Louis
IRN CML01087
- CF1 Director (18 Oct 2007 to 16 Dec 2009)
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David Frederick Overall
IRN DFO01010
- CF3 Chief Executive (21 May 2010 to 10 Feb 2014)
- CF1 Director (3 Feb 2010 to 6 Nov 2014)
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David Jonathan Harris
IRN DJH01181
- CF3 Chief Executive (11 May 2010 to 5 Jan 2012)
- CF1 Director (11 May 2010 to 5 Jan 2012)
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Douglas Stuart Laird
IRN DSL01030
- CF1 Director (30 Dec 2009 to 31 May 2012)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.