Aua Insolvency Risk Services Limited

Date authorised
1 April 2013
Companies House
06273355
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cumberland House
    35 Park Row
    Nottingham
    NG1 6EE
    UNITED KINGDOM
    Phone
    +4402079774800
  • Complaints Contact

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Joseph Loveitt

    IRN AJL01257

    • SMF1 Chief Executive (9 Dec 2019 to 10 Jun 2024)
    • SMF3 Executive Director (9 Dec 2019 to 4 Nov 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Jun 2024)
    • CF3 Chief Executive (27 Feb 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (27 Feb 2014 to 30 Sep 2018)
    • CF1 Director (3 Mar 2010 to 8 Dec 2019)
  • Andrew Philip Churchill

    IRN APC01129

    • CF3 Chief Executive (13 Jan 2010 to 25 May 2010)
    • CF1 Director (13 Jan 2010 to 6 May 2014)
  • Bernadine Ann Burnell

    IRN BAB01089

    • CF28 Systems and controls (13 Jun 2014 to 30 Sep 2016)
  • Brian Dennis Webb

    IRN BDW01029

    • CF29 Significant management (8 Dec 2008 to 8 Dec 2008)
    • CF1 Director (8 Dec 2008 to 8 Dec 2008)
  • Christopher Allen Gagg

    IRN CAG01164

    • [FCA CF] CASS oversight function (19 Oct 2022 to 4 Mar 2026)
  • Clare Louise Lebecq

    IRN CXL00278

    • SMF3 Executive Director (21 Jul 2022 to 24 Sep 2024)
  • Claude Marie Joseph Elie Louis

    IRN CML01087

    • CF1 Director (18 Oct 2007 to 16 Dec 2009)
  • David Frederick Overall

    IRN DFO01010

    • CF3 Chief Executive (21 May 2010 to 10 Feb 2014)
    • CF1 Director (3 Feb 2010 to 6 Nov 2014)
  • David Jonathan Harris

    IRN DJH01181

    • CF3 Chief Executive (11 May 2010 to 5 Jan 2012)
    • CF1 Director (11 May 2010 to 5 Jan 2012)
  • Douglas Stuart Laird

    IRN DSL01030

    • CF1 Director (30 Dec 2009 to 31 May 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.