Date authorised
1 April 2013
Companies House
04692971
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800
  • Complaints Contact

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Love

    IRN CXL07672

    • SMF3 Executive Director (26 Jun 2021 to 3 Mar 2022)
  • Christopher Allen Gagg

    IRN CAG01164

    • [FCA CF] CASS oversight function (19 Oct 2022 to 4 Mar 2026)
  • Christopher John Blackwell

    IRN CJB01304

    • CF1 Director (AR) (since 26 Feb 2025)
  • Clare Louise Lebecq

    IRN CXL00278

    • SMF3 Executive Director (21 Jul 2022 to 24 Sep 2024)
  • Ian Cook

    IRN IXC00139

    • [FCA CF] Significant management (since 20 Oct 2022)
  • James Thomas Gerry

    IRN JTG01007

    • SMF9 Chair of the Governing Body (24 Mar 2020 to 22 Jul 2022)
    • SMF3 Executive Director (9 Dec 2019 to 4 Apr 2023)
    • CF1 Director (13 Oct 2011 to 8 Dec 2019)
  • Joseph James Hanly

    IRN JXH00825

    • CF1 Director (AR) (since 26 Jun 2025)
    • SMF3 Executive Director (since 29 Apr 2022)
  • Lee David Anderson

    IRN LDA01006

    • Responsible for Insurance Distribution (since 14 Mar 2025)
    • SMF3 Executive Director (since 14 Jul 2021)
  • Matthew Roberts

    IRN MXR00944

    • [FCA CF] Significant management (since 9 Oct 2024)
  • Neil Keith Nimmo

    IRN NKN00002

    • Responsible for Insurance Distribution (since 18 Mar 2026)
    • SMF3 Executive Director (since 18 Mar 2026)
    • SMF1 Chief Executive (since 9 Jan 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.