Date authorised
1 April 2013
Companies House
04692971
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800
  • Complaints Contact

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Oliver Valentine Thorne

    IRN OXT00004

    • [FCA CF] Significant management (9 Nov 2023 to 5 Feb 2024)
  • Paul David Griffith

    IRN PDG01055

    • CF1 Director (AR) (1 May 2009 to 27 Nov 2013)
    • Responsible for Insurance Mediation (14 Jan 2005 to 27 Nov 2013)
    • CF1 Director (14 Jan 2005 to 27 Nov 2013)
  • Peter David Bareham

    IRN PDB01117

    • CF4 Partner (AR) (5 Jan 2006 to 18 Feb 2008)
  • Peter John Staddon

    IRN PXS84869

    • CF2 Non Executive Director (AR) (since 15 Feb 2025)
  • Russell James Brown

    IRN RJB01363

    • [FCA CF] Significant management (since 20 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 10 Feb 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Feb 2022)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Shane Hornsey-Jones

    IRN SXH03032

    • [FCA CF] CASS oversight function (since 1 Sep 2025)
  • Stephen Peter Howard

    IRN SPH00006

    • CF2 Non Executive Director (18 Jul 2016 to 8 Dec 2019)
  • Warren Downey

    IRN WXD01086

    • CF1 Director (AR) (since 6 Sep 2024)
    • CF3 Chief Executive (AR) (since 6 Sep 2024)
    • SMF1 Chief Executive (21 Jul 2022 to 29 Dec 2025)
    • SMF3 Executive Director (26 Jun 2021 to 10 Mar 2026)
  • William John Nunes Nabarro

    IRN WJN01016

    • SMF9 Chair of the Governing Body (12 Oct 2021 to 11 Feb 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.