Specialist Risk Insurance Solutions Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Adam Goldwater
IRN AXG01624
- CF1 Director (AR) (since 1 Oct 2024)
Andrew Costello
IRN AXC03128
- [FCA CF] Significant management (since 1 Jul 2020)
- SMF3 Executive Director (9 Dec 2019 to 30 Dec 2019)
- CF1 Director (4 May 2016 to 8 Dec 2019)
Charles Love
IRN CXL07672
- SMF3 Executive Director (11 May 2020 to 3 Mar 2022)
Christopher Allen Gagg
IRN CAG01164
- [FCA CF] CASS oversight function (19 Oct 2022 to 4 Mar 2026)
Christopher Terence Lennon
IRN CXL00344
- [FCA CF] Significant management (since 19 Oct 2022)
Clare Louise Lebecq
IRN CXL00278
- SMF3 Executive Director (21 Jul 2022 to 24 Sep 2024)
David Garrad
IRN DXG01384
- [FCA CF] Significant management (22 Nov 2021 to 2 Apr 2024)
- SMF3 Executive Director (9 Dec 2019 to 16 Nov 2021)
- CF1 Director (17 Jan 2008 to 8 Dec 2019)
Dominic Peter D'Inverno
IRN DPD01057
- [FCA CF] Significant management (22 Nov 2021 to 9 Feb 2024)
- SMF3 Executive Director (9 Dec 2019 to 22 Nov 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 22 Nov 2021)
- Responsible for Insurance Mediation (17 Jan 2008 to 30 Sep 2018)
- CF8 Apportionment and Oversight (17 Jan 2008 to 31 Mar 2009)
- CF1 Director (17 Jan 2008 to 8 Dec 2019)
James Patrick Coyne
IRN JPC01154
- SMF3 Executive Director (9 Dec 2019 to 9 Feb 2022)
- CF1 Director (10 Jun 2016 to 8 Dec 2019)
Joseph James Hanly
IRN JXH00825
- SMF3 Executive Director (since 29 Apr 2022)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.