Date authorised
11 December 2015
Companies House
09467441
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 St. James's Place
    London
    SW1A 1NS
    UNITED KINGDOM
    Phone
    +4402071834925
  • Complaints Contact

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew John Rattray Sayer

    IRN AJS01733

    • SMF3 Executive Director (9 Dec 2019 to 28 Nov 2023)
    • CF1 Director (21 Mar 2016 to 8 Dec 2019)
  • Clare Louise Lebecq

    IRN CXL00278

    • SMF3 Executive Director (27 Jul 2023 to 24 Sep 2024)
  • Duncan Hanson Goodfellow

    IRN DHG01042

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (11 Dec 2015 to 8 Dec 2019)
  • Hugh Capel Wodehouse

    IRN HCW01019

    • SMF3 Executive Director (9 Dec 2019 to 28 Nov 2023)
    • CF1 Director (11 Dec 2015 to 8 Dec 2019)
  • Joseph James Hanly

    IRN JXH00825

    • SMF3 Executive Director (since 27 Jul 2023)
  • Lee David Anderson

    IRN LDA01006

    • Responsible for Insurance Distribution (since 14 Mar 2025)
    • SMF3 Executive Director (since 12 Jan 2024)
  • Michael Patrick Silcock

    IRN MPS01180

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (8 May 2018 to 8 Dec 2019)
  • Oliver Valentine Thorne

    IRN OXT00004

    • [FCA CF] Significant management (15 Dec 2023 to 2 Mar 2026)
  • Shane Hornsey-Jones

    IRN SXH03032

    • [FCA CF] CASS oversight function (since 1 Sep 2025)
  • Vernon Edmund Christopher Taylor

    IRN VET01009

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 21 Jan 2025)
    • Responsible for Insurance Mediation (11 Dec 2015 to 30 Sep 2018)
    • CF1 Director (11 Dec 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.