Date authorised
1 April 2013
Companies House
03833626
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 1
    Capital Business Park
    Manor Way
    Borehamwood
    WD6 1GW
    UNITED KINGDOM
    Phone
    +4402079774800
  • Complaints Contact

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clare Louise Lebecq

    IRN CXL00278

    • SMF3 Executive Director (19 Dec 2022 to 24 Sep 2024)
  • Jill Margaret Sonia Hamilton

    IRN JMH01235

    • SMF3 Executive Director (9 Dec 2019 to 5 Nov 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 5 Nov 2024)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Joseph James Hanly

    IRN JXH00825

    • SMF3 Executive Director (since 4 Jan 2023)
  • Lee David Anderson

    IRN LDA01006

    • Responsible for Insurance Distribution (since 5 Jan 2023)
    • SMF3 Executive Director (since 5 Jan 2023)
  • Lee Marc Cohen

    IRN LMC01055

    • SMF3 Executive Director (9 Dec 2019 to 28 Mar 2024)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Neil Keith Nimmo

    IRN NKN00002

    • SMF3 Executive Director (since 18 Mar 2026)
    • Responsible for Insurance Distribution (since 18 Mar 2026)
    • SMF1 Chief Executive (since 9 Jan 2026)
  • Oliver Valentine Thorne

    IRN OXT00004

    • [FCA CF] Significant management (9 Nov 2023 to 2 Mar 2026)
  • Shane Hornsey-Jones

    IRN SXH03032

    • [FCA CF] CASS oversight function (since 1 Sep 2025)
  • Warren Downey

    IRN WXD01086

    • SMF1 Chief Executive (19 Dec 2022 to 29 Dec 2025)
    • SMF3 Executive Director (19 Dec 2022 to 10 Mar 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.