James Hallam Limited

Date authorised
1 April 2013
Companies House
01632840
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    2 Minster Court
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +442079777888
    Web
    https://www.jameshallam.co.uk

  • Complaints Contact

    10th Floor
    2 Minster Court
    London
    EC3R 7BB
    UNITED KINGDOM
    Phone
    +442079777888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ajay Tailor

    IRN AXT00189

    • SMF3 Executive Director (since 25 Aug 2023)
    • CF1 Director (AR) (15 Apr 2024 to 3 Oct 2024)
  • Alan Sokolowski

    IRN AXS00275

    • CF1 Director (AR) (since 15 Jul 2016)
    • CF1 Director (1 Dec 2015 to 9 Jun 2016)
  • Andrew David Swann

    IRN ADS01121

    • SMF3 Executive Director (9 Dec 2019 to 4 Mar 2024)
    • CF1 Director (AR) (4 Feb 2015 to 30 Jun 2021)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (17 Feb 2004 to 8 Dec 2019)
    • CF15 Internal Audit (1 Jan 2004 to 31 Oct 2007)
    • CF13 Finance (1 Jan 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Jan 2004 to 20 Jul 2017)
  • Andrew Paul Baker

    IRN AXB00452

    • [FCA CF] Significant management (since 1 Feb 2021)
  • Andrew Philip Dischamps

    IRN APD01143

    • CF1 Director (12 Sep 2016 to 22 Nov 2016)
  • Andrew Spencer Hearn

    IRN ASH01082

    • CF1 Director (AR) (13 May 2013 to 14 Jul 2023)
  • Anthony Trimikliniotis

    IRN AXT00067

    • CF21 Investment Adviser (1 Dec 2001 to 4 Nov 2002)
  • Antony John Wright

    IRN AJW00044

    • CF22 Investment Adviser (Trainee) (2 Dec 2003 to 3 Jun 2004)
    • CF21 Investment Adviser (28 Nov 2003 to 2 Dec 2003)
  • Barry Francis Sullivan

    IRN BFS01027

    • CF2 Non Executive Director (AR) (3 May 2019 to 13 Feb 2025)
  • Barry William Harrison Philp

    IRN BWP01020

    • CF1 Director (AR) (11 Feb 2013 to 1 Jul 2020)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.