Andrew David Swann

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • James Hallam Limited (no longer approved here)

    FRN 134435

    • SMF3 Executive Director (9 Dec 2019 to 4 Mar 2024)
    • CF1 Director (AR) (4 Feb 2015 to 30 Jun 2021)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (17 Feb 2004 to 8 Dec 2019)
    • CF15 Internal Audit (1 Jan 2004 to 31 Oct 2007)
    • CF13 Finance (1 Jan 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Jan 2004 to 20 Jul 2017)
  • TOUCHSTONE UNDERWRITING LIMITED (no longer approved here)

    FRN 474614

    • SMF3 Executive Director (9 Dec 2019 to 4 Mar 2024)
    • CF1 Director (1 Jul 2008 to 8 Dec 2019)
  • James Hallam Real Estate Limited (no longer approved here)

    FRN 647927

    • Employed By (29 Jan 2015 to 23 May 2016)

Recent activity

Updates to this individual's record on the FCA register.

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