Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Advance Wealth Limited
FRN 494241
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 13 Nov 2020)
- [FCA CF] Client dealing (since 13 Nov 2020)
- CF30 Customer (20 Jun 2013 to 8 Dec 2019)
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- Employed By (31 Jan 2011 to 3 Sep 2011)
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- CF30 Customer (24 Jan 2011 to 23 Feb 2011)
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- CF22 Investment Adviser (Trainee) (2 Dec 2003 to 3 Jun 2004)
- CF21 Investment Adviser (28 Nov 2003 to 2 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.