Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 13 Nov 2020)
    • [FCA CF] Client dealing (since 13 Nov 2020)
    • CF30 Customer (20 Jun 2013 to 8 Dec 2019)
  • Christopher Daems (no longer approved here)

    FRN 508983

    • Employed By (31 Jan 2011 to 3 Sep 2011)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (24 Jan 2011 to 23 Feb 2011)
  • James Hallam Limited (no longer approved here)

    FRN 134435

    • CF22 Investment Adviser (Trainee) (2 Dec 2003 to 3 Jun 2004)
    • CF21 Investment Adviser (28 Nov 2003 to 2 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.