Andrew Spencer Hearn

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ES Risks Limited
FRN 565023
- CF1 Director (AR) (since 28 Oct 2022)
Qrumble Risk Services Limited
FRN 981955
- (1)Employed By (since 28 Oct 2022)
Aim Risk Services Limited
FRN 590676
- Employed By (since 13 May 2013)
James Hallam Limited (no longer approved here)
FRN 134435
- CF1 Director (AR) (13 May 2013 to 14 Jul 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.