Alan Sokolowski

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

James Hallam Limited
FRN 134435
- CF1 Director (AR) (since 15 Jul 2016)
- CF1 Director (1 Dec 2015 to 9 Jun 2016)
AS Investments Limited
FRN 746163
- (1)Employed By (since 15 Jul 2016)

Updates to this individual's record on the FCA register.

15 hours ago
controlled function removed: Employed By at AS Investments Limited
15 hours ago
controlled function added: (1)Employed By at AS Investments Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.