Date authorised
1 June 2020
Companies House
OC428915
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam James Wenn

    IRN AXW00315

    • [FCA CF] Significant management (31 Mar 2021 to 31 Aug 2023)
  • Alexandra Irene Eva Stewart

    IRN AXS05581

    • [FCA CF] Significant management (since 22 Sep 2025)
  • Andrew Monkhouse

    IRN AXM03178

    • SMF2 Chief Finance (19 Jul 2024 to 31 Jul 2025)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 18 Jul 2024)
    • [FCA CF] Significant management (31 Mar 2021 to 18 Jul 2024)
  • Andrew Robert Brown

    IRN ARB01226

    • [FCA CF] Manager of certification employee (since 27 Mar 2023)
    • [FCA CF] Significant management (since 27 Mar 2023)
  • Beckett George Hollenbach

    IRN BXH00035

    • [FCA CF] Significant management (since 31 Mar 2021)
    • SMF27 Partner (24 Feb 2021 to 31 Mar 2022)
  • Benedict Trynka-Watson

    IRN BXT00449

    • [FCA CF] Significant management (since 16 Sep 2024)
  • Benjamin Kenneth Day

    IRN BXD00307

    • [FCA CF] Significant management (since 22 Sep 2025)
  • Carla Jane Moffett

    IRN CJM01427

    • SMF27 Partner (since 21 Jan 2021)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Mar 2022)
    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2022)
  • Chris Bradder

    IRN CXB00920

    • [FCA CF] Significant management (12 Mar 2024 to 30 May 2025)
  • Christopher Wheeler

    IRN CXW00238

    • [FCA CF] Significant management (31 Mar 2021 to 1 Jul 2024)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 26 Jul 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.