Date authorised
1 April 2013
Companies House
05545292
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800
  • Complaints Contact

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Harmer

    IRN AXH10222

    • CF1 Director (AR) (18 Jan 2019 to 26 Feb 2019)
  • Andrew Savage

    IRN AXS04469

    • CF1 Director (AR) (6 Jun 2016 to 6 Jun 2017)
  • Andrew Stuart Lloyd

    IRN ASL01070

    • CF1 Director (AR) (6 Apr 2016 to 1 Jul 2020)
  • Andrew Watson

    IRN AXW02367

    • CF1 Director (AR) (4 Dec 2017 to 25 Jul 2019)
  • Ceri Richard John

    IRN CRJ01034

    • CF1 Director (AR) (29 Apr 2016 to 12 Dec 2017)
  • Christopher Allen Gagg

    IRN CAG01164

    • [FCA CF] CASS oversight function (19 Oct 2022 to 4 Mar 2026)
  • Clare Louise Lebecq

    IRN CXL00278

    • SMF3 Executive Director (21 Jul 2022 to 24 Sep 2024)
  • David Callcott

    IRN DXC01718

    • CF1 Director (AR) (11 Jan 2018 to 4 Jul 2019)
  • David Sparrow

    IRN DXS00289

    • Director of firm who is not a certification employee or a SMF manager (1 Oct 2020 to 31 Dec 2021)
  • Dean Bedford

    IRN DXB14183

    • SMF3 Executive Director (9 Dec 2019 to 5 Sep 2024)
    • Responsible for Insurance Distribution (7 May 2019 to 5 Sep 2024)
    • CF1 Director (7 May 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.