Date authorised
1 April 2013
Companies House
05545292
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800
  • Complaints Contact

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Despo Andreou

    IRN DXA01777

    • CF1 Director (AR) (19 May 2016 to 30 May 2017)
  • Geoffrey Offen

    IRN GXO01207

    • CF1 Director (AR) (4 May 2016 to 4 Jul 2018)
  • Greg Bryce

    IRN GXB02214

    • CF1 Director (AR) (4 May 2016 to 13 Jan 2018)
  • Ian Cook

    IRN IXC00139

    • [FCA CF] Significant management (since 20 Oct 2022)
  • James Riddiough

    IRN JXR00241

    • Director of firm who is not a certification employee or a SMF manager (15 Sep 2020 to 4 Nov 2021)
  • Jason Clancy

    IRN JXC02956

    • CF1 Director (AR) (6 Apr 2016 to 14 Mar 2017)
  • Jean-Claude Domaingue

    IRN JXD02383

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 8 May 2019)
    • Responsible for Insurance Mediation (13 Jun 2018 to 30 Sep 2018)
    • CF1 Director (1 Feb 2016 to 8 Dec 2019)
    • CF1 Director (AR) (1 Feb 2016 to 13 Jan 2020)
  • Jeanette Leigh

    IRN JXL02205

    • CF1 Director (AR) (26 Sep 2016 to 6 Jun 2017)
  • Joseph James Hanly

    IRN JXH00825

    • SMF3 Executive Director (since 29 Apr 2022)
  • Lee David Anderson

    IRN LDA01006

    • SMF3 Executive Director (since 5 Jan 2023)
    • Responsible for Insurance Distribution (since 5 Jan 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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