Date authorised
29 May 2020
Companies House
07709697
Last scraped
6 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suites 6 - 10
    Wesley House
    Ventura Park
    Broadshires Way
    Carterton
    OX18 1AD
    UNITED KINGDOM
    Phone
    +4401993843040
  • Complaints Contact

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Thomas

    IRN AXT01710

    • SMF3 Executive Director (29 May 2020 to 5 Sep 2023)
    • Responsible for Insurance Distribution (29 May 2020 to 5 Jul 2023)
  • Clare Louise Lebecq

    IRN CXL00278

    • SMF3 Executive Director (5 Dec 2023 to 24 Sep 2024)
  • Joseph James Hanly

    IRN JXH00825

    • SMF3 Executive Director (since 21 Nov 2023)
  • Lee David Anderson

    IRN LDA01006

    • SMF3 Executive Director (since 20 Nov 2023)
    • Responsible for Insurance Distribution (since 20 Nov 2023)
  • Neil Keith Nimmo

    IRN NKN00002

    • Responsible for Insurance Distribution (since 18 Mar 2026)
    • SMF3 Executive Director (since 18 Mar 2026)
    • SMF1 Chief Executive (since 9 Jan 2026)
  • Oliver Valentine Thorne

    IRN OXT00004

    • [FCA CF] Significant management (9 Nov 2023 to 4 Mar 2026)
  • Shane Hornsey-Jones

    IRN SXH03032

    • [FCA CF] CASS oversight function (since 1 Sep 2025)
  • Thomas Reuben West

    IRN TXW12066

    • SMF3 Executive Director (since 29 May 2020)
  • Tony John McLeman

    IRN TJM01191

    • SMF3 Executive Director (since 29 May 2020)
    • Responsible for Insurance Distribution (6 Jul 2023 to 21 Jan 2025)
  • Warren Downey

    IRN WXD01086

    • SMF3 Executive Director (20 Nov 2023 to 10 Mar 2026)
    • SMF1 Chief Executive (20 Nov 2023 to 29 Dec 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.