The Underwriting Exchange Limited

Date authorised
1 April 2013
Companies House
07126381
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800
    Web
    https://theunderwritingexchange.com

  • Complaints Contact

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Michael Butler

    IRN AMB01206

    • SMF3 Executive Director (9 Dec 2019 to 4 Mar 2022)
    • CF3 Chief Executive (7 Jun 2019 to 23 Sep 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Mar 2022)
    • CF1 Director (AR) (22 Jul 2013 to 2 Apr 2019)
    • CF1 Director (28 Jun 2011 to 8 Dec 2019)
    • Responsible for Insurance Mediation (28 Jun 2011 to 30 Sep 2018)
  • Andrew David Johns

    IRN ADJ01064

    • CF1 Director (1 Jan 2014 to 8 Dec 2019)
  • Brian Anthony King

    IRN BAK01028

    • CF2 Non Executive Director (1 Aug 2013 to 1 Feb 2019)
  • Charles Love

    IRN CXL07672

    • SMF3 Executive Director (9 Dec 2019 to 3 Mar 2022)
    • CF1 Director (29 Aug 2019 to 8 Dec 2019)
  • Christopher Allen Gagg

    IRN CAG01164

    • [FCA CF] CASS oversight function (19 Oct 2022 to 4 Mar 2026)
  • Christopher James Joseph Williamson

    IRN CJW01310

    • CF1 Director (AR) (since 10 Nov 2025)
  • Clare Louise Lebecq

    IRN CXL00278

    • SMF3 Executive Director (21 Jul 2022 to 8 Oct 2024)
  • Daniel Robert Kelly

    IRN DXK07781

    • CF1 Director (AR) (2 Nov 2018 to 2 Apr 2019)
  • Joseph James Hanly

    IRN JXH00825

    • SMF3 Executive Director (since 29 Apr 2022)
  • Lee David Anderson

    IRN LDA01006

    • Responsible for Insurance Distribution (since 6 Oct 2022)
    • SMF3 Executive Director (since 4 Jan 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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