The Underwriting Exchange Limited

Date authorised
1 April 2013
Companies House
07126381
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800
    Web
    https://theunderwritingexchange.com

  • Complaints Contact

    7th Floor
    The St Botolph Building
    138 Houndsditch
    London
    EC3A 7AW
    UNITED KINGDOM
    Phone
    +4402079774800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Keith Nimmo

    IRN NKN00002

    • SMF3 Executive Director (since 18 Mar 2026)
    • Responsible for Insurance Distribution (since 18 Mar 2026)
    • SMF1 Chief Executive (since 9 Jan 2026)
  • Shane Hornsey-Jones

    IRN SXH03032

    • [FCA CF] CASS oversight function (since 1 Sep 2025)
  • Stephen Patrick O'Connor

    IRN SPO01027

    • SMF3 Executive Director (9 Dec 2019 to 4 Mar 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 4 Mar 2022)
    • CF1 Director (AR) (24 Jul 2013 to 2 Apr 2019)
    • Responsible for Insurance Mediation (28 Jun 2011 to 30 Sep 2018)
    • CF1 Director (28 Jun 2011 to 8 Dec 2019)
  • Tony Stovold

    IRN TXS01096

    • SMF3 Executive Director (9 Dec 2019 to 4 Mar 2022)
    • CF3 Chief Executive (17 Apr 2019 to 17 Apr 2019)
    • Responsible for Insurance Distribution (17 Apr 2019 to 17 Apr 2019)
    • CF1 Director (AR) (3 Dec 2018 to 2 Apr 2019)
    • CF1 Director (5 Aug 2016 to 8 Dec 2019)
  • Warren Downey

    IRN WXD01086

    • SMF3 Executive Director (9 Dec 2019 to 10 Mar 2026)
    • SMF1 Chief Executive (9 Dec 2019 to 29 Dec 2025)
    • CF1 Director (29 Nov 2019 to 8 Dec 2019)
    • CF3 Chief Executive (29 Nov 2019 to 8 Dec 2019)
  • William John Nunes Nabarro

    IRN WJN01016

    • SMF9 Chair of the Governing Body (12 Oct 2021 to 4 Mar 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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