Stephen Patrick O'Connor

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Specialist Risk Europe Limited
FRN 989072
- SMF3 Executive Director (since 21 Jul 2023)
The Underwriting Exchange Limited (no longer approved here)
FRN 537650
- SMF3 Executive Director (9 Dec 2019 to 4 Mar 2022)
- Responsible for Insurance Distribution (1 Oct 2018 to 4 Mar 2022)
- CF1 Director (AR) (24 Jul 2013 to 2 Apr 2019)
- Responsible for Insurance Mediation (28 Jun 2011 to 30 Sep 2018)
- CF1 Director (28 Jun 2011 to 8 Dec 2019)
Onyx Insurance Brokers Limited (no longer approved here)
FRN 838181
- CF1 Director (7 Jun 2019 to 7 Jun 2019)
- CF2 Non Executive Director (18 Apr 2019 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.