Date authorised
21 July 2023
Companies House
FC028204
Last scraped
4 days ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Fitzwilliam Place
    Dublin 2
    Dublin
    D02 FF82
    IRELAND
    Phone
    +442079774800
  • Complaints Contact

    16 Fitzwilliam Place
    Dublin 2
    Dublin
    D02 FF82
    IRELAND
    Phone
    +442079774800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Butler

    IRN AXB01540

    • SMF3 Executive Director (since 21 Jul 2023)
  • Clare Louise Lebecq

    IRN CXL00278

    • SMF3 Executive Director (21 Jul 2023 to 11 Nov 2024)
  • Lisa Gilton

    IRN LXG00297

    • SMF1 Chief Executive (since 21 Jul 2023)
    • SMF3 Executive Director (since 21 Jul 2023)
    • Responsible for Insurance Distribution (since 21 Jul 2023)
  • Neil Keith Nimmo

    IRN NKN00002

    • SMF3 Executive Director (since 31 Mar 2026)
  • Shane Hornsey-Jones

    IRN SXH03032

    • [FCA CF] CASS oversight function (since 1 Sep 2025)
  • Stephen Patrick O'Connor

    IRN SPO01027

    • SMF3 Executive Director (since 21 Jul 2023)
  • Warren Downey

    IRN WXD01086

    • SMF3 Executive Director (21 Jul 2023 to 30 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.