Date authorised
1 April 2013
Companies House
03692681
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +4403459220044
  • Complaints Contact

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +4403459220044

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Juan Ball

    IRN JXB03304

    • CF2 Non Executive Director (AR) (22 Sep 2020 to 31 Mar 2021)
  • Karl Joseph Midl

    IRN KJM01106

    • SMF3 Executive Director (since 9 Oct 2023)
    • SMF1 Chief Executive (since 9 Oct 2023)
  • Keith James Wilson

    IRN KJW01072

    • CF2 Non Executive Director (11 Apr 2005 to 16 Jan 2012)
  • Kenneth Ernest Gaylard

    IRN KEG01027

    • CF1 Director (11 Apr 2005 to 28 Oct 2008)
  • Leonard John Gayler

    IRN LJG01035

    • CF2 Non Executive Director (AR) (1 Dec 2016 to 3 Feb 2017)
    • CF1 Director (AR) (14 Sep 2016 to 1 Dec 2016)
  • Mandakini Navnitlal McConnell

    IRN MNM01066

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Dec 2023)
    • SMF16 Compliance Oversight (since 20 Dec 2023)
  • Marcus Hand

    IRN MXH01895

    • [FCA CF] Material risk taker (10 Apr 2024 to 31 Jul 2024)
  • Mark Edward Simon Donnelly

    IRN MXD84223

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Sep 2020 to 29 Jul 2021)
    • SMF16 Compliance Oversight (7 Sep 2020 to 29 Jul 2021)
  • Nakundwa Seushi Kitambi

    IRN NXK00210

    • SMF5 Head of Internal Audit (since 9 Oct 2023)
  • Neil Boddy

    IRN NXB00201

    • SMF24 Chief Operations (since 9 Oct 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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