Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Waystone Financial Investments Limited
FRN 169586
- SMF5 Head of Internal Audit (since 11 Feb 2026)
- [FCA CF] Material risk taker (19 Oct 2022 to 11 Feb 2026)
- [FCA CF] Significant management (19 Oct 2022 to 11 Feb 2026)
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Waystone Management (UK) Limited
FRN 429093
- SMF5 Head of Internal Audit (since 9 Oct 2023)
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- SMF5 Head of Internal Audit (31 Jan 2023 to 9 Oct 2023)
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- (114)[FCA CF] Significant management (19 Oct 2022 to 2 Sep 2025)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (114)[FCA CF] Significant management at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED