Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Waystone Management (UK) Limited
FRN 429093
- SMF1 Chief Executive (since 9 Oct 2023)
- SMF3 Executive Director (since 9 Oct 2023)
-
- SMF1 Chief Executive (9 Dec 2019 to 9 Oct 2023)
- SMF3 Executive Director (9 Dec 2019 to 9 Oct 2023)
- CF3 Chief Executive (6 Sep 2019 to 8 Dec 2019)
- CF8 Apportionment and Oversight (7 Feb 2002 to 3 Apr 2006)
- CF1 Director (7 Feb 2002 to 8 Dec 2019)
-
- SMF3 Executive Director (9 Dec 2019 to 26 May 2021)
- CF1 Director (13 Aug 2007 to 8 Dec 2019)
-
- (105)CF8 Apportionment and Oversight (7 Feb 2002 to 3 Apr 2006)
- (106)CF1 Director (7 Feb 2002 to 9 Sep 2019)
- (104)CF10 Compliance Oversight (1 Dec 2001 to 10 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (104)CF10 Compliance Oversight at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
-
controlled function added: (105)CF8 Apportionment and Oversight at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
-
controlled function added: (106)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED