Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Oct 2023)
    • SMF3 Executive Director (since 9 Oct 2023)
  • Link Fund Solutions Limited (no longer approved here)

    FRN 119197

    • SMF1 Chief Executive (9 Dec 2019 to 9 Oct 2023)
    • SMF3 Executive Director (9 Dec 2019 to 9 Oct 2023)
    • CF3 Chief Executive (6 Sep 2019 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (7 Feb 2002 to 3 Apr 2006)
    • CF1 Director (7 Feb 2002 to 8 Dec 2019)
  • Waystone Financial Investments Limited (no longer approved here)

    FRN 169586

    • SMF3 Executive Director (9 Dec 2019 to 26 May 2021)
    • CF1 Director (13 Aug 2007 to 8 Dec 2019)
  • WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED (no longer approved here)

    FRN 121795

    • (105)CF8 Apportionment and Oversight (7 Feb 2002 to 3 Apr 2006)
    • (106)CF1 Director (7 Feb 2002 to 9 Sep 2019)
    • (104)CF10 Compliance Oversight (1 Dec 2001 to 10 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (104)CF10 Compliance Oversight at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  2. controlled function added: (105)CF8 Apportionment and Oversight at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  3. controlled function added: (106)CF1 Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED