Date authorised
1 April 2013
Companies House
03692681
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +4403459220044
  • Complaints Contact

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +4403459220044

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nigel Mudd

    IRN NXM00200

    • SMF18 Other Overall Responsibility (since 30 Mar 2026)
  • Noelle Christine White

    IRN NXW24976

    • SMF3 Executive Director (20 Feb 2020 to 4 Sep 2020)
  • Ossama Nassar

    IRN OXN01006

    • CF30 Customer (20 Dec 2016 to 28 Apr 2017)
  • Peter Deans Ritchie

    IRN PXR01243

    • SMF18 Other Overall Responsibility (since 30 Sep 2024)
    • [FCA CF] Material risk taker (9 Oct 2023 to 30 Sep 2024)
    • [FCA CF] Manager of certification employee (9 Oct 2023 to 30 Sep 2024)
  • Peter Gerald Toogood

    IRN PGT01023

    • CF30 Customer (28 Mar 2019 to 4 Nov 2020)
  • Rachel Elizabeth Wheeler

    IRN RXW00182

    • SMF3 Executive Director (since 14 Jul 2022)
  • Richard Graham Catherwood Smith

    IRN RGC01075

    • CF1 Director (AR) (14 Sep 2016 to 28 Apr 2017)
  • Richard Morrison Fulton

    IRN RMF01035

    • CF30 Customer (20 Jun 2018 to 1 Nov 2018)
    • CF1 Director (AR) (20 Jun 2018 to 1 Nov 2018)
  • Richard Thornton

    IRN RXT00224

    • [FCA CF] Significant management (since 8 Apr 2025)
    • [FCA CF] Material risk taker (since 8 Apr 2025)
    • SMF18 Other Overall Responsibility (9 Oct 2023 to 8 Apr 2025)
    • [FCA CF] Significant management (9 Oct 2023 to 23 Aug 2024)
    • [FCA CF] Material risk taker (9 Oct 2023 to 23 Aug 2024)
  • Rob Berry

    IRN RXB00529

    • [FCA CF] Material risk taker (since 9 Oct 2023)
    • [FCA CF] Significant management (since 9 Oct 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.