Richard Thornton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Waystone Financial Investments Limited

    FRN 169586

    • SMF18 Other Overall Responsibility (since 2 Feb 2026)
    • [FCA CF] Significant management (30 Sep 2021 to 2 Feb 2026)
    • [FCA CF] Material risk taker (30 Sep 2021 to 2 Feb 2026)
  • Waystone Management (UK) Limited

    FRN 429093

    • [FCA CF] Material risk taker (since 8 Apr 2025)
    • [FCA CF] Significant management (since 8 Apr 2025)
    • SMF18 Other Overall Responsibility (9 Oct 2023 to 8 Apr 2025)
    • [FCA CF] Material risk taker (9 Oct 2023 to 23 Aug 2024)
    • [FCA CF] Significant management (9 Oct 2023 to 23 Aug 2024)
  • Link Fund Solutions Limited (no longer approved here)

    FRN 119197

    • [FCA CF] Significant management (30 Sep 2021 to 9 Oct 2023)
    • [FCA CF] Material risk taker (30 Sep 2021 to 9 Oct 2023)
  • WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED (no longer approved here)

    FRN 121795

    • (90)[FCA CF] Significant management (30 Sep 2021 to 2 Sep 2025)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (90)[FCA CF] Significant management at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED