Richard Morrison Fulton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Raylo Group Limited
FRN 841488
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- CF8 Apportionment and Oversight (29 May 2019 to 8 Dec 2019)
Waystone Management (UK) Limited (no longer approved here)
FRN 429093
- CF30 Customer (20 Jun 2018 to 1 Nov 2018)
- CF1 Director (AR) (20 Jun 2018 to 1 Nov 2018)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (22 Sep 2011 to 11 Apr 2013)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (22 Sep 2011 to 11 Apr 2013)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2005)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.