Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AB Investment Solutions Limited
FRN 705062
- [FCA CF] Client dealing (since 9 Dec 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 23 Mar 2026)
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- CF1 Director (AR) (1 Jun 2019 to 4 Nov 2019)
- CF30 Customer (23 May 2019 to 5 Jan 2023)
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- Employed By (23 May 2019 to 5 Jan 2023)
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- CF30 Customer (28 Mar 2019 to 4 Nov 2020)
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- Employed By (28 Mar 2019 to 4 Nov 2020)
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- CF30 Customer (18 Dec 2012 to 14 Jun 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.