Peter Stewart Associates Limited

Date authorised
1 April 2013
Companies House
02491770
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Correspondence Address
    Georgian House
    Warmlake Road
    Chart Sutton
    Kent
    ME17 3RP
    UNITED KINGDOM
    Phone
    +4407554958455
    Web
    http://www.psa-uk.com

  • Complaints Contact

    Correspondence Address
    Georgian House
    Warmlake Road
    Chart Sutton
    Kent
    ME17 3RP
    UNITED KINGDOM
    Phone
    +4407554958455

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Equity Release Setup

    For Customer, Home reversion plans

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Patrick Furtado

    IRN IPF01006

    • CF1 Director (AR) (22 Feb 2019 to 23 Aug 2024)
    • CF30 Customer (29 Oct 2018 to 23 Aug 2024)
  • Michael John Eric Brown

    IRN MJB01668

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 30 Sep 2016)
    • CF1 Director (AR) (12 Nov 2015 to 12 Sep 2024)
    • CF11 Money Laundering Reporting (13 May 2010 to 8 Dec 2019)
    • CF1 Director (13 May 2010 to 8 Dec 2019)
    • CF30 Customer (15 Apr 2010 to 23 Aug 2024)
  • Michael Joseph Thomas Brennan

    IRN MJB01474

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 24 Oct 2016)
    • CF1 Director (AR) (31 May 2017 to 5 Jan 2023)
    • Responsible for Insurance Mediation (22 Nov 2010 to 10 Oct 2016)
    • CF10 Compliance Oversight (22 Nov 2010 to 8 Dec 2019)
    • CF1 Director (22 Nov 2010 to 8 Dec 2019)
    • CF30 Customer (16 Apr 2010 to 23 Aug 2024)
  • Nicholas Charles Bury Gray

    IRN MCG01085

    • CF30 Customer (10 Jan 2014 to 1 Aug 2015)
  • Peter Barrington Bruce

    IRN PBB00005

    • CF30 Customer (1 Nov 2007 to 6 May 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 May 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 May 2010)
    • CF1 Director (1 Dec 2001 to 6 May 2012)
  • Peter Gerald Toogood

    IRN PGT01023

    • CF1 Director (AR) (1 Jun 2019 to 4 Nov 2019)
    • CF30 Customer (23 May 2019 to 5 Jan 2023)
  • Peter John Ray

    IRN PJR00010

    • CF30 Customer (1 Nov 2007 to 8 Jul 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 May 2010)
    • CF1 Director (1 Dec 2001 to 6 May 2012)
  • Simon Paul Hands

    IRN SPH01096

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jan 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.