Simon Paul Hands

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cedar House Financial Services Limited

    FRN 121074

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 7 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 7 Jan 2026)
    • [FCA CF] Manager of certification employee (since 9 Dec 2022)
    • [FCA CF] Functions requiring qualifications (14 May 2025 to 10 Sep 2025)
    • [FCA CF] Client dealing (14 May 2025 to 10 Sep 2025)
  • Roberts Mackie Winstanley

    FRN 439624

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Dec 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Dec 2020)
    • CF30 Customer (27 Mar 2019 to 8 Dec 2019)
  • Morgan Law (Financial Services) Limited (no longer approved here)

    FRN 155399

    • [FCA CF] Manager of certification employee (8 Oct 2020 to 10 Nov 2022)
  • Peter Stewart Associates Limited (no longer approved here)

    FRN 146806

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jan 2025)
  • Via Wealth Limited (no longer approved here)

    FRN 469162

    • CF30 Customer (13 Sep 2017 to 7 Nov 2018)
  • D O'Kane Financial Services Limited (no longer approved here)

    FRN 623871

    • CF30 Customer (1 Jul 2017 to 30 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

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