Morgan Law (Financial Services) Limited

Date authorised
1 April 2013
Companies House
02700622
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Morgan Law Financial Services Ltd
    Cleveland House
    4-5 Sorrel Horse Mews
    85 Grimwade Street
    Ipswich
    Suffolk
    IP4 1LN
    UNITED KINGDOM
    Phone
    +441473598888
    Web
    https://www.morganlawfinancialservices.co.uk

  • Complaints Contact

    Morgan Law Financial Services Ltd
    Cleveland House
    4-5 Sorrel Horse Mews
    85 Grimwade Street
    Ipswich
    Suffolk
    IP4 1LN
    UNITED KINGDOM
    Phone
    +441473598888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Paul Barnes

    IRN APB00043

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2002)
  • Alicia Dominique

    IRN AXD01043

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 28 Feb 2025)
    • [FCA CF] Client dealing (since 28 Feb 2025)
  • David Anthony Vincent

    IRN DAV00014

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Sep 2014 to 8 Dec 2019)
  • Derek Roy Danko

    IRN DRD00010

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 May 2002)
  • Doug Teesdale

    IRN DJT00022

    • CF30 Customer (1 Nov 2007 to 28 Feb 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Kenneth Forsythe Watson

    IRN KFW00001

    • SMF3 Executive Director (9 Dec 2019 to 5 Jul 2022)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Kenneth Richard David Petherbridge

    IRN KRP00018

    • CF21 Investment Adviser (19 Dec 2001 to 30 May 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Dec 2001)
  • Michael John Harding

    IRN MJH00052

    • CF21 Investment Adviser (21 Sep 2002 to 31 May 2003)
  • Peter Anthony Smith

    IRN PAS00034

    • SMF3 Executive Director (9 Dec 2019 to 23 Dec 2022)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Pierre Philippe Smith

    IRN PPS01011

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Aug 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (18 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Nov 2004 to 18 May 2006)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.