Michael Joseph Thomas Brennan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peter Stewart Associates Limited

    FRN 146806

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 24 Oct 2016)
    • CF1 Director (AR) (31 May 2017 to 5 Jan 2023)
    • Responsible for Insurance Mediation (22 Nov 2010 to 10 Oct 2016)
    • CF10 Compliance Oversight (22 Nov 2010 to 8 Dec 2019)
    • CF1 Director (22 Nov 2010 to 8 Dec 2019)
    • CF30 Customer (16 Apr 2010 to 23 Aug 2024)
  • PSIR LTD (no longer approved here)

    FRN 722726

    • Employed By (15 Apr 2019 to 23 Aug 2024)
  • Peter Stewart International Ltd (no longer approved here)

    FRN 779186

    • Employed By (31 May 2017 to 23 Aug 2024)
  • PFD Financial Services Ltd (no longer approved here)

    FRN 149447

    • (1)Employed By (20 Mar 2006 to 12 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

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