Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Waystone Management (UK) Limited
FRN 429093
- SMF18 Other Overall Responsibility (since 30 Mar 2026)
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Waystone Financial Investments Limited
FRN 169586
- SMF1 Chief Executive (since 30 Jan 2026)
- SMF3 Executive Director (since 30 Jan 2026)
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- (5)SMF1 Chief Executive (since 3 Jul 2024)
- (4)SMF3 Executive Director (since 1 Mar 2022)
- (117)[FCA CF] Manager of certification employee (9 Dec 2019 to 1 Mar 2022)
- (119)[FCA CF] Significant management (9 Dec 2019 to 1 Mar 2022)
- (118)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Sep 2025)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: SMF3 Executive Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function removed: SMF1 Chief Executive at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (117)[FCA CF] Manager of certification employee at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (118)[FCA CF] Functions requiring qualifications at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (119)[FCA CF] Significant management at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (4)SMF3 Executive Director at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (5)SMF1 Chief Executive at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED