Neil Boddy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Waystone Management (UK) Limited
FRN 429093
- SMF24 Chief Operations (since 9 Oct 2023)
Waystone Financial Investments Limited
FRN 169586
- [FCA CF] Material risk taker (since 10 Dec 2020)
- [FCA CF] Significant management (since 10 Dec 2020)
Link Fund Solutions Limited (no longer approved here)
FRN 119197
- SMF24 Chief Operations (10 Jan 2023 to 9 Oct 2023)
- [FCA CF] Material risk taker (10 Dec 2020 to 10 Jan 2023)
- [FCA CF] Significant management (10 Dec 2020 to 10 Jan 2023)
MUFG Corporate Markets Treasury Limited (no longer approved here)
FRN 150403
- [FCA CF] Significant management (23 Dec 2020 to 1 Feb 2022)
WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED (no longer approved here)
FRN 121795
- (94)[FCA CF] Significant management (10 Dec 2020 to 2 Sep 2025)
MUFG Corporate Markets Trustees (UK) Limited (no longer approved here)
FRN 184113
- [FCA CF] Significant management (28 Nov 2020 to 1 Feb 2022)
- [FCA CF] Manager of certification employee (28 Nov 2020 to 1 Feb 2022)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (94)[FCA CF] Significant management at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.