Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lindsell Train Limited (no longer approved here)

    FRN 194229

    • [FCA CF] Client dealing (5 Jul 2022 to 31 Jan 2024)
    • [FCA CF] Manager of certification employee (23 Feb 2021 to 31 Jan 2024)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2024)
    • CF1 Director (26 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (29 Jan 2010 to 8 Dec 2019)
  • Waystone Management (UK) Limited (no longer approved here)

    FRN 429093

    • CF2 Non Executive Director (11 Apr 2005 to 16 Jan 2012)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF21 Investment Adviser (6 Jun 2002 to 28 Sep 2004)
    • CF27 Investment Management (1 Dec 2001 to 6 Jun 2002)
  • Baring Fund Managers Limited (no longer approved here)

    FRN 119187

    • CF21 Investment Adviser (1 Dec 2001 to 28 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.