Mandakini Navnitlal McConnell

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

    FRN 121795

    • (3)SMF16 Compliance Oversight (since 27 Oct 2025)
    • (2)SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Oct 2025)
  • Waystone Financial Investments Limited

    FRN 169586

    • SMF16 Compliance Oversight (since 5 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 May 2025)
  • Waystone Management (UK) Limited

    FRN 429093

    • SMF16 Compliance Oversight (since 20 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Dec 2023)
  • BORDER TO COAST PENSIONS PARTNERSHIP LIMITED (no longer approved here)

    FRN 800511

    • SMF16 Compliance Oversight (9 Dec 2019 to 19 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Nov 2020)
    • CF29 Significant management (15 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 May 2018 to 8 Dec 2019)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • SMF16 Compliance Oversight (4 Aug 2017 to 12 Jan 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Aug 2017 to 12 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF17 Money Laundering Reporting Officer (MLRO) at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  2. controlled function removed: SMF16 Compliance Oversight at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  3. controlled function added: (2)SMF17 Money Laundering Reporting Officer (MLRO) at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  4. controlled function added: (3)SMF16 Compliance Oversight at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED