VANGUARD INVESTMENTS UK, LIMITED

Date authorised
1 April 2013
Companies House
04212659
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600
    Web
    https://www.vanguard.co.uk/professional

  • Complaints Contact

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Evan Gower

    IRN MEG01035

    • SMF3 Executive Director (9 Dec 2019 to 16 Dec 2020)
    • CF1 Director (23 Apr 2019 to 8 Dec 2019)
    • CF28 Systems and controls (23 Apr 2019 to 8 Dec 2019)
    • CF29 Significant management (7 Sep 2018 to 8 Dec 2019)
  • Nadine Evwuriaye Okorefe

    IRN NXO00031

    • [FCA CF] Functions requiring qualifications (15 Jan 2021 to 16 Dec 2022)
  • Nicholas Blake

    IRN NXB01445

    • CF1 Director (30 Dec 2015 to 7 Jun 2019)
    • CF30 Customer (25 Jun 2009 to 1 Feb 2011)
    • CF29 Significant management (7 May 2009 to 30 Dec 2015)
  • Nicholas Robert Edward Evans

    IRN NXE00079

    • [FCA CF] Material risk taker (1 Nov 2022 to 16 Jul 2025)
  • Olivier Edwin Rabley

    IRN OER01008

    • [FCA CF] Significant management (15 Jan 2021 to 14 Mar 2025)
    • [FCA CF] CASS oversight function (15 Jan 2021 to 28 Apr 2023)
    • [FCA CF] Functions requiring qualifications (15 Jan 2021 to 14 Mar 2025)
    • [FCA CF] Manager of certification employee (15 Jan 2021 to 14 Mar 2025)
    • [FCA CF] Material risk taker (15 Jan 2021 to 17 Dec 2022)
  • Paul David Sullivan

    IRN PXS00314

    • [FCA CF] Material risk taker (1 Nov 2023 to 22 May 2025)
    • [FCA CF] CASS oversight function (28 Apr 2023 to 22 May 2025)
    • [FCA CF] Functions requiring qualifications (21 Dec 2020 to 1 Oct 2021)
    • [FCA CF] Manager of certification employee (21 Dec 2020 to 1 Oct 2021)
  • Paul Michael Jakubowski

    IRN PMJ01078

    • Director of firm who is not a certification employee or a SMF manager (since 30 Apr 2022)
    • [FCA CF] Material risk taker (28 Jan 2021 to 1 Feb 2021)
    • [FCA CF] Manager of certification employee (28 Jan 2021 to 1 Feb 2021)
    • [FCA CF] Significant management (18 Dec 2020 to 1 Feb 2021)
  • Paul Stanley Young

    IRN PSY01006

    • [FCA CF] Material risk taker (since 1 Nov 2022)
  • Paul Whiffin

    IRN PXW01223

    • CF11 Money Laundering Reporting (12 Jan 2010 to 28 Oct 2011)
  • Peter Don Robertson

    IRN PDR00003

    • CF29 Significant management (9 Apr 2009 to 15 Aug 2011)
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Recent activity

Updates to this firm's record on the FCA register.

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