Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • CF1 Director (30 Dec 2015 to 7 Jun 2019)
    • CF30 Customer (25 Jun 2009 to 1 Feb 2011)
    • CF29 Significant management (7 May 2009 to 30 Dec 2015)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • CF1 Director (30 Dec 2015 to 7 Jun 2019)
    • CF30 Customer (24 Jan 2011 to 7 Jun 2019)
    • CF29 Significant management (24 Jan 2011 to 30 Dec 2015)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF29 Significant management (1 Jul 2008 to 1 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

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