Paul David Sullivan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • [FCA CF] Material risk taker (1 Nov 2023 to 22 May 2025)
    • [FCA CF] CASS oversight function (28 Apr 2023 to 22 May 2025)
    • [FCA CF] Functions requiring qualifications (21 Dec 2020 to 1 Oct 2021)
    • [FCA CF] Manager of certification employee (21 Dec 2020 to 1 Oct 2021)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Material risk taker (1 Nov 2023 to 22 May 2025)
    • [FCA CF] CASS oversight function (28 Apr 2023 to 22 May 2025)
    • [FCA CF] Functions requiring qualifications (21 Dec 2020 to 22 May 2025)
    • [FCA CF] Manager of certification employee (21 Dec 2020 to 22 May 2025)

Recent activity

Updates to this individual's record on the FCA register.

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