Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 10 Feb 2026)
    • [FCA CF] CASS oversight function (since 10 Feb 2026)
  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • [FCA CF] Functions requiring qualifications (15 Jan 2021 to 14 Mar 2025)
    • [FCA CF] Manager of certification employee (15 Jan 2021 to 14 Mar 2025)
    • [FCA CF] Material risk taker (15 Jan 2021 to 17 Dec 2022)
    • [FCA CF] Significant management (15 Jan 2021 to 14 Mar 2025)
    • [FCA CF] CASS oversight function (15 Jan 2021 to 28 Apr 2023)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Functions requiring qualifications (15 Jan 2021 to 14 Mar 2025)
    • [FCA CF] Manager of certification employee (15 Jan 2021 to 14 Mar 2025)
    • [FCA CF] Material risk taker (15 Jan 2021 to 17 Dec 2022)
    • [FCA CF] Significant management (15 Jan 2021 to 14 Mar 2025)
    • [FCA CF] CASS oversight function (15 Jan 2021 to 28 Apr 2023)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF10a CASS Oversight function (16 Mar 2018 to 6 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

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